Consolidated Statutes and Regulations Consolidated Statutes Consolidated Regulations Annual Statutes and Regulations Annual Statutes Annual Regulations Additional information Québec Official Publisher What’s new? Information note Policy of the Minister of Justice Laws: Amendments Laws: Provisions not in force Laws: Provisions brought into force Annual Statutes: PDF versions since 1996 Regulations: Amendments Annual Regulations: PDF versions since 1996 Court Decisions

V-1.1 - Securities Act

Section 171
Disposition versions

Full text
171. The Authority may recognize an alternative trading system as an exchange or register it as a dealer.
1982, c. 48, s. 171; 2002, c. 45, s. 631; 2004, c. 37, s. 90; 2006, c. 50, s. 52; 2008, c. 24, s. 205.
171. The Authority may grant a person the authorization to operate an electronic securities trading system, a securities information processor or a matching service utility in Québec on the conditions it determines or register that person as a securities dealer.
In making a decision under this section, the Authority shall determine the connecting factors that are relevant for the protection of investors.
1982, c. 48, s. 171; 2002, c. 45, s. 631; 2004, c. 37, s. 90; 2006, c. 50, s. 52.
171. The Authority may grant a legal person, a partnership or any other entity the authorization to operate an electronic securities trading system in Québec under a special framework established by the Authority in its regard, or register the legal person, partnership or other entity as a securities dealer.
In making a decision under this section, the Authority shall determine the connecting factors that are relevant for the protection of investors.
1982, c. 48, s. 171; 2002, c. 45, s. 631; 2004, c. 37, s. 90.
171. The Agency may grant a legal person, a partnership or any other entity the authorization to operate an electronic securities trading system in Québec under a special framework established by the Agency in its regard, or register the legal person, partnership or other entity as a securities dealer.
In making a decision under this section, the Agency shall determine the connecting factors that are relevant for the protection of investors.
1982, c. 48, s. 171; 2002, c. 45, s. 631.
171. To be released from delegated duties, an organization must obtain prior approval from the Commission, which may fix such conditions of release as it deems necessary for the protection of members and investors.
1982, c. 48, s. 171.
© Gouvernement du Québec