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I-14.01 - Derivatives Act

Section 8
Disposition versions

Full text
8. A dealer or adviser who trades on a client’s behalf under a mandate granting the dealer or adviser full discretion in executing the mandate is considered to be acting on behalf of an accredited counterparty.
Title III applies to such a dealer or adviser, subject to section 70.
2008, c. 24, s. 8.
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