Consolidated Statutes and Regulations Consolidated Statutes Consolidated Regulations Annual Statutes and Regulations Annual Statutes Annual Regulations Additional information Québec Official Publisher What’s new? Information note Policy of the Minister of Justice Laws: Amendments Laws: Provisions not in force Laws: Provisions brought into force Annual Statutes: PDF versions since 1996 Regulations: Amendments Annual Regulations: PDF versions since 1996 Court Decisions

I-14.01 - Derivatives Act

Section 145
Disposition versions

Full text
145. The following persons, in addition to the adviser, are deemed to have access to information on the investment program of an adviser who is a portfolio manager if they participate in formulating the adviser’s investment decisions or recommendations to the client for whom the portfolio is managed or have knowledge of them before they are implemented:
(1)  a partner of the adviser;
(2)  an affiliate of the adviser;
(3)  an officer or director of the adviser or of an affiliate of the adviser; and
(4)  a member of the staff of the adviser or of an affiliate of the adviser.
2008, c. 24, s. 145.
© Gouvernement du Québec