E-6.1 - Act respecting the regulation of the financial sector

Section 10 Disposition versions

2004-12-17

10. The person so authorized to carry out an inspection by the Authority or by a self-regulatory organization may

(1)  enter, at any reasonable time of day, the establishment of a person or partnership where activities governed by an Act referred to in section 7 are carried on and carry out an inspection;

(2)  require from the persons present any information related to the application of such an Act as well as the production of any book, register, account, contract, record or other relevant document;

(3)  examine and make copies of the documents containing information that is relevant to the activities of the person or partnership.

Any person who has the custody, possession or control of documents referred to in this section must, on request, communicate them to the person carrying out the inspection and facilitate their examination by such person.

2002, c. 45, s. 10; 2004, c. 37, s. 90.

2004-02-01

10. The person so authorized to carry out an inspection by the Agency or by a self-regulatory organization may

(1)  enter, at any reasonable time of day, the establishment of a person or partnership where activities governed by an Act referred to in section 7 are carried on and carry out an inspection;

(2)  require from the persons present any information related to the application of such an Act as well as the production of any book, register, account, contract, record or other relevant document;

(3)  examine and make copies of the documents containing information that is relevant to the activities of the person or partnership.

Any person who has the custody, possession or control of documents referred to in this section must, on request, communicate them to the person carrying out the inspection and facilitate their examination by such person.

2002, c. 45, s. 10.