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D-9.2 - Act respecting the distribution of financial products and services

Section 566
Disposition versions

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566. The Authority has jurisdiction to cancel, suspend or impose restrictions or conditions on registration in a given sector where it considers that a firm has, before 30 September 1999, infringed a provision of the Act respecting market intermediaries (chapter I-15.1), the Securities Act (chapter V-1.1) or the Real Estate Brokerage Act (chapter C-73.1) or of a regulation under those Acts.
Sections 126 and 127 of this Act and sections 115.1 to 115.22 of the Act respecting the regulation of the financial sector (chapter E-6.1) apply to such a case heard by the Authority.
1998, c. 37, s. 566; 2002, c. 45, s. 497; 2004, c. 37, s. 90; 2009, c. 58, s. 86; 2018, c. 23, s. 811.
566. The Authority has jurisdiction to cancel, suspend or impose restrictions or conditions on registration in a given sector where it considers that a firm has, before 30 September 1999, infringed a provision of the Act respecting market intermediaries (chapter I-15.1), the Securities Act (chapter V-1.1) or the Real Estate Brokerage Act (chapter C-73.1) or of a regulation under those Acts.
Sections 126 and 127 of this Act and sections 115.1 to 115.22 of the Act respecting the Autorité des marchés financiers (chapter A-33.2) apply to such a case heard by the Authority.
1998, c. 37, s. 566; 2002, c. 45, s. 497; 2004, c. 37, s. 90; 2009, c. 58, s. 86.
566. The Authority has jurisdiction to cancel, suspend or impose restrictions or conditions on registration in a given sector where it considers that a firm has, before 30 September 1999, infringed a provision of the Act respecting market intermediaries (chapter I‐15.1), the Securities Act (chapter V‐1.1) or the Real Estate Brokerage Act (chapter C‐73.1) or of a regulation under those Acts.
Sections 117, 119, 121, 122, 124, 126 and 127 apply to such a case heard by the Authority.
1998, c. 37, s. 566; 2002, c. 45, s. 497; 2004, c. 37, s. 90.
566. The Agency has jurisdiction to cancel, suspend or impose restrictions or conditions on registration in a given sector where it considers that a firm has, before 30 September 1999, infringed a provision of the Act respecting market intermediaries (chapter I‐15.1), the Securities Act (chapter V‐1.1) or the Real Estate Brokerage Act (chapter C‐73.1) or of a regulation under those Acts.
Sections 117, 119, 121, 122, 124, 126 and 127 apply to such a case heard by the Agency.
1998, c. 37, s. 566; 2002, c. 45, s. 497.
566. The Bureau has jurisdiction to cancel, suspend or impose restrictions or conditions on registration in a given sector where it considers that a firm has, before 30 September 1999, infringed a provision of the Act respecting market intermediaries (chapter I‐15.1), the Securities Act (chapter V‐1.1) or the Real Estate Brokerage Act (chapter C‐73.1) or of a regulation under those Acts.
Sections 117 to 127 apply to such a case heard by the Bureau.
1998, c. 37, s. 566.
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