D-9.2 - Act respecting the distribution of financial products and services

Section 379 Disposition versions

2018-07-13

379. A decision made by the discipline committee may be appealed to the Court of Québec.

However, a decision under which a penalty is to be imposed may not be appealed until the penalty has been imposed.

Sections 115.16 to 115.22 of the Act respecting the regulation of the financial sector (chapter E-6.1), adapted as required, apply to the appeal.

1998, c. 37, s. 379; 2002, c. 45, s. 472; 2009, c. 58, s. 67; 2011, c. 26, s. 32; 2018, c. 23, s. 811.

2011-11-30

379. A decision made by the discipline committee may be appealed to the Court of Québec.

However, a decision under which a penalty is to be imposed may not be appealed until the penalty has been imposed.

Sections 115.16 to 115.22 of the Act respecting the Autorité des marchés financiers (chapter A-33.2), adapted as required, apply to the appeal.

1998, c. 37, s. 379; 2002, c. 45, s. 472; 2009, c. 58, s. 67; 2011, c. 26, s. 32.

2009-12-04

379. A decision made by the discipline committee may be appealed to the Court of Québec.

Sections 115.16 to 115.22 of the Act respecting the Autorité des marchés financiers (chapter A-33.2), adapted as required, apply to the appeal.

1998, c. 37, s. 379; 2002, c. 45, s. 472; 2009, c. 58, s. 67.

2004-02-01

379. A decision made by the discipline committee may be appealed to the Court of Québec.

Sections 326 to 328 and 330 of the Securities Act (chapter V‐1.1), adapted as required, apply to the appeal.

1998, c. 37, s. 379; 2002, c. 45, s. 472.

1999-10-01

379. A decision made by the discipline committee with respect to a representative, except a representative authorized to act in the securities field, may be appealed to the Court of Québec.

Sections 326 to 328 and 330 of the Securities Act (chapter V‐1.1), adapted as required, apply to the appeal.

1998, c. 37, s. 379.