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D-9.2 - Act respecting the distribution of financial products and services

Section 354
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354. The discipline committee of the Chambre de la sécurité financière shall decide all complaints filed against representatives in insurance of persons, group insurance representatives and financial planners.
That discipline committee shall also decide all complaints filed against mutual fund dealer representatives and scholarship plan dealer representatives registered in accordance with Title V of the Securities Act (chapter V-1.1).
The discipline committee of the Chambre de l’assurance de dommages shall decide all complaints filed against damage insurance agents, damage insurance brokers and claims adjusters.
A complaint filed against a person referred to in the first or second paragraph who exercises a function provided for in this Act, including a syndic, a syndic’s assistant, a person conducting an inquiry for a syndic or a member of a discipline committee, for acts engaged in the exercise of that function is inadmissible.
1998, c. 37, s. 354; 2008, c. 7, s. 91; 2009, c. 25, s. 101.
354. The discipline committee of the Chambre de la sécurité financière shall decide all complaints filed against representatives in insurance of persons, group insurance representatives, securities representatives and financial planners.
The discipline committee of the Chambre de l’assurance de dommages shall decide all complaints filed against damage insurance agents, damage insurance brokers and claims adjusters.
A complaint filed against a person referred to in the first or second paragraph who exercises a function provided for in this Act, including a syndic, a syndic’s assistant, a person conducting an inquiry for a syndic or a member of a discipline committee, for acts engaged in in the exercise of that function is inadmissible.
1998, c. 37, s. 354; 2008, c. 7, s. 91.
354. The discipline committee of the Chambre de la sécurité financière shall decide all complaints filed against representatives in insurance of persons, group insurance representatives, securities representatives and financial planners.
The discipline committee of the Chambre de l’assurance de dommages shall decide all complaints filed against damage insurance agents, damage insurance brokers and claims adjusters.
1998, c. 37, s. 354.
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