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D-9.2 - Act respecting the distribution of financial products and services

Section 312
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Full text
312. The mission of a Chamber shall be to ensure the protection of the public by maintaining discipline among and supervising the training and ethics of its members.
Chambers shall exercise the functions and powers provided for in this chapter, Chapter III of this Title and Chapters I and II of Title VI of this Act as recognized self-regulatory organizations to which the provisions of Title III, other than sections 62.1 to 62.4, of the Act respecting the regulation of the financial sector (chapter E-6.1) apply, with the necessary modifications.
In addition, they shall exercise any other function or power delegated to them by the Authority under section 61 of that Act.
They shall also exercise, in respect of their members, the regulatory power provided for in section 202.1, except the power provided for in paragraph 1 of that section in respect of mutual fund dealer representatives and scholarship plan dealer representatives.
The representatives referred to in the first paragraph of section 289 are members of the Chambre de la sécurité financière and the representatives referred to in the second paragraph of that section are members of the Chambre de l’assurance de dommages.
1998, c. 37, s. 312; 2002, c. 45, s. 442; O.C. 1366-2003, s. 6; 2004, c. 37, s. 90; 2009, c. 25, s. 88; 2011, c. 26, s. 31; 2013, c. 18, s. 62; 2018, c. 23, ss. 572 and 811.
312. The mission of a Chamber shall be to ensure the protection of the public by maintaining discipline among and supervising the training and ethics of its members.
Chambers shall exercise the functions and powers provided for in this chapter, Chapter III of this Title and Chapters I and II of Title VI of this Act as recognized self-regulatory organizations to which the provisions of Title III, other than sections 62.1 to 62.4, of the Act respecting the Autorité des marchés financiers (chapter A-33.2) apply, with the necessary modifications.
In addition, they shall exercise any other function or power delegated to them by the Authority under section 61 of that Act.
They shall also exercise, in respect of their members, the regulatory power provided for in section 202.1, except the power provided for in paragraph 1 of that section in respect of mutual fund dealer representatives and scholarship plan dealer representatives.
The representatives referred to in the first paragraph of section 289 are members of the Chambre de la sécurité financière and the representatives referred to in the second paragraph of that section are members of the Chambre de l’assurance de dommages.
1998, c. 37, s. 312; 2002, c. 45, s. 442; O.C. 1366-2003, s. 6; 2004, c. 37, s. 90; 2009, c. 25, s. 88; 2011, c. 26, s. 31; 2013, c. 18, s. 62; 2018, c. 23, s. 572.
312. The mission of a Chamber shall be to ensure the protection of the public by maintaining discipline among and supervising the training and ethics of its members.
Chambers shall exercise the functions and powers provided for in this chapter, Chapter III of this Title and Chapters I and II of Title VI of this Act as recognized self-regulatory organizations to which the provisions of Title III of the Act respecting the Autorité des marchés financiers (chapter A-33.2) apply, with the necessary modifications.
In addition, they shall exercise any other function or power delegated to them by the Authority under section 61 of that Act.
They shall also exercise, in respect of their members, the regulatory power provided for in section 202.1, except the power provided for in paragraph 1 of that section in respect of mutual fund dealer representatives and scholarship plan dealer representatives.
The representatives referred to in the first paragraph of section 289 are members of the Chambre de la sécurité financière and the representatives referred to in the second paragraph of that section are members of the Chambre de l’assurance de dommages.
1998, c. 37, s. 312; 2002, c. 45, s. 442; O.C. 1366-2003, s. 6; 2004, c. 37, s. 90; 2009, c. 25, s. 88; 2011, c. 26, s. 31; 2013, c. 18, s. 62.
312. The mission of a Chamber shall be to ensure the protection of the public by maintaining discipline among and supervising the training and ethics of its members.
Chambers shall exercise the functions and powers provided for in this chapter, Chapter III of this Title and Chapters I and II of Title VI of this Act as recognized self-regulatory organizations to which the provisions of Title III of the Act respecting the Autorité des marchés financiers (chapter A-33.2) apply, with the necessary modifications.
In addition, they shall exercise any other function or power delegated to them by the Authority under section 61 of that Act.
They shall also exercise, in respect of their members, the regulatory power provided for in section 202.1, except the power provided for in paragraph 1 of that section in respect of mutual fund dealer representatives and scholarship plan dealer representatives.
The representatives referred to in the first paragraph of section 289 are members of the Chambre de la sécurité financière and the representatives referred to in section 290 are members of the Chambre de l’assurance de dommages.
1998, c. 37, s. 312; 2002, c. 45, s. 442; O.C. 1366-2003, s. 6; 2004, c. 37, s. 90; 2009, c. 25, s. 88; 2011, c. 26, s. 31.
312. The mission of a Chamber shall be to ensure the protection of the public by maintaining discipline among and supervising the training and ethics of its members.
Chambers shall exercise the functions and powers provided for in this chapter, Chapter III of this Title and Chapters I and II of Title VI of this Act as recognized self-regulatory organizations to which the provisions of Title III of the Act respecting the Autorité des marchés financiers (chapter A-33.2) apply, with the necessary modifications.
In addition, they shall exercise any other function or power delegated to them by the Authority under section 61 of that Act.
They shall also exercise, in respect of their members, the regulatory power provided for in section 202.1, except the power provided for in paragraph 1 of that section in respect of mutual fund dealer representatives and scholarship plan dealer representatives.
The representatives referred to in the first paragraph of section 289 are members of the Chambre de la sécurité financière and the representatives referred to in the first paragraph of section 290 are members of the Chambre de l’assurance de dommages.
1998, c. 37, s. 312; 2002, c. 45, s. 442; O.C. 1366-2003, s. 6; 2004, c. 37, s. 90; 2009, c. 25, s. 88.
312. The mission of a Chamber shall be to ensure the protection of the public by maintaining discipline among and supervising the training and ethics of its members.
Chambers shall exercise the functions and powers provided for in this chapter, Chapter III of this Title and Chapters I and II of Title VI of this Act as recognized self-regulatory organizations to which the provisions of Title III of the Act respecting the Autorité des marchés financiers (chapter A–33.2) apply, with the necessary modifications.
In addition, they shall exercise any other function or power delegated to them by the Authority under section 61 of that Act.
They shall also exercise, in respect of their members, the regulatory power provided for in section 202.1.
The representatives referred to in the first paragraph of section 289 are members of the Chambre de la sécurité financière and the representatives referred to in the first paragraph of section 290 are members of the Chambre de l’assurance de dommages.
1998, c. 37, s. 312; 2002, c. 45, s. 442; O.C. 1366-2003, s. 6; 2004, c. 37, s. 90.
312. The mission of a Chamber shall be to ensure the protection of the public by maintaining discipline among and supervising the training and ethics of its members.
Chambers shall exercise the functions and powers provided for in this chapter, Chapter III of this Title and Chapters I and II of Title VI of this Act as recognized self-regulatory organizations to which the provisions of Title III of the Act respecting the Agence nationale d’encadrement du secteur financier (chapter A-7.03) apply, with the necessary modifications.
In addition, they shall exercise any other function or power delegated to them by the Agency under section 61 of that Act.
They shall also exercise, in respect of their members, the regulatory power provided for in section 202.1.
The representatives referred to in the first paragraph of section 289 are members of the Chambre de la sécurité financière and the representatives referred to in the first paragraph of section 290 are members of the Chambre de l’assurance de dommages.
1998, c. 37, s. 312; 2002, c. 45, s. 442; O.C. 1366-2003, s. 6.
312. The mission of a Chamber shall be to ensure the protection of the public by maintaining discipline among and supervising the training and ethics of its contributors.
The contributors of the Chambre de la sécurité financière are the representatives listed in the first paragraph of section 289, and the contributors of the Chambre de l’assurance de dommages are the representatives listed in the first paragraph of section 290.
1998, c. 37, s. 312.
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