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D-9.2 - Act respecting the distribution of financial products and services

Section 203
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203. The Authority may, for each sector, make regulations to determine
(1)  the term of a representative’s certificate;
(2)  the fees payable by a representative for the issue and renewal of a certificate;
(3)  the rules and procedure governing the issue and renewal of certificates;
(4)  the particulars that a certificate may contain;
(5)  (paragraph repealed);
(6)  the manner in which and time within which the Authority must be informed by a representative of any change affecting the information entered in the register in respect of that representative.
1998, c. 37, s. 203; 2002, c. 45, s. 399; 2004, c. 37, s. 90; 2018, c. 23, s. 558.
203. The Authority may, for each sector, make regulations to determine
(1)  the term of a representative’s certificate;
(2)  the fees payable by a representative for the issue and renewal of a certificate;
(3)  the rules and procedure governing the issue and renewal of certificates;
(4)  the particulars that a certificate may contain;
(5)  the forms that must be used to meet a requirement prescribed by regulation, the medium of such forms, and the manner in which they are to be used;
(6)  the manner in which and time within which the Authority must be informed by a representative of any change affecting the information entered in the register in respect of that representative.
1998, c. 37, s. 203; 2002, c. 45, s. 399; 2004, c. 37, s. 90.
203. The Agency may, for each sector, make regulations to determine
(1)  the term of a representative’s certificate;
(2)  the fees payable by a representative for the issue and renewal of a certificate;
(3)  the rules and procedure governing the issue and renewal of certificates;
(4)  the particulars that a certificate may contain;
(5)  the forms that must be used to meet a requirement prescribed by regulation, the medium of such forms, and the manner in which they are to be used;
(6)  the manner in which and time within which the Agency must be informed by a representative of any change affecting the information entered in the register in respect of that representative.
1998, c. 37, s. 203; 2002, c. 45, s. 399.
203. The Bureau may, for each sector, make regulations to determine
(1)  the term of a representative’s certificate;
(2)  the fees payable by a representative for the issue and renewal of a certificate;
(3)  the rules and procedure governing the issue and renewal of certificates;
(4)  the particulars that a certificate may contain;
(5)  the forms that must be used to meet a requirement prescribed by regulation, the medium of such forms, and the manner in which they are to be used;
(6)  the manner in which and time within which the Bureau must be informed by a representative of any change affecting the information entered in the register in respect of that representative.
A regulation made under subparagraph 2 of the first paragraph shall be submitted to the Government for approval with or without amendment.
1998, c. 37, s. 203.
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