D-9.2 - Act respecting the distribution of financial products and services

Section 202.1 Disposition versions

2009-09-28

202.1. The Authority shall, for each sector, determine by regulation,

(1)  the rules of ethics applicable to representatives;

(2)  the rules governing compulsory professional development for representatives other than financial planners.

2002, c. 45, s. 398; 2004, c. 37, s. 90; 2009, c. 25, s. 72.

2004-12-17

202.1. The Authority shall determine, by regulation,

(1)  the rules of ethics applicable to representatives, other than securities representatives, of each sector or class of sector;

(2)  the rules governing compulsory professional development for representatives of each sector or class of sector other than financial planning.

2002, c. 45, s. 398; 2004, c. 37, s. 90.

2004-02-01

202.1. The Agency shall determine, by regulation,

(1)  the rules of ethics applicable to representatives, other than securities representatives, of each sector or class of sector;

(2)  the rules governing compulsory professional development for representatives of each sector or class of sector other than financial planning.

2002, c. 45, s. 398.