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D-9.2 - Act respecting the distribution of financial products and services

Section 157
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157. A firm referred to in section 155 that is not in compliance with sections 155 and 156 may not offer a product or service through a natural person or without the intermediary of such a person or purport to do so.
1998, c. 37, s. 157; 2018, c. 23, s. 554.
157. A firm referred to in section 155 that is not in compliance with sections 155 and 156 may not act through a damage insurance broker or purport to be acting through a damage insurance broker.
1998, c. 37, s. 157.
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