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D-9.2 - Act respecting the distribution of financial products and services

Section 136
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136. Independent representatives must, while registered, maintain liability insurance that is consistent with the requirements determined by regulation.
Independent partnerships must do likewise with respect to their partners and the representatives they employ.
1998, c. 37, s. 136; 2002, c. 45, s. 375; 2004, c. 37, s. 90; 2009, c. 58, s. 60; 2018, c. 23, s. 545.
136. Independent representatives must, while registered, maintain liability insurance that is consistent with the requirements determined by regulation or, if an insurance fund has been established, pay the insurance premium fixed by the Authority.
Independent partnerships must do likewise with respect to their partners and the representatives they employ.
1998, c. 37, s. 136; 2002, c. 45, s. 375; 2004, c. 37, s. 90; 2009, c. 58, s. 60.
136. Independent representatives must, while registered, maintain liability insurance that is consistent with the requirements determined by regulation or, if an insurance fund has been established, pay the insurance premium fixed by the Authority.
Independent partnerships must do likewise with respect to their partners and the representatives they employ.
Notwithstanding sections 115, 117, 119, 121, 122 and 124, the Authority shall suspend or, if the offence is not a first offence, may cancel the registration of an independent representative that fails to maintain liability insurance or to pay the premium fixed.
1998, c. 37, s. 136; 2002, c. 45, s. 375; 2004, c. 37, s. 90.
136. Independent representatives must, while registered, maintain liability insurance that is consistent with the requirements determined by regulation or, if an insurance fund has been established, pay the insurance premium fixed by the Agency.
Independent partnerships must do likewise with respect to their partners and the representatives they employ.
Notwithstanding sections 115, 117, 119, 121, 122 and 124, the Agency shall suspend or, if the offence is not a first offence, may cancel the registration of an independent representative that fails to maintain liability insurance or to pay the premium fixed.
1998, c. 37, s. 136; 2002, c. 45, s. 375.
136. Independent representatives must, while registered, maintain liability insurance that is consistent with the requirements determined by regulation or, if an insurance fund has been established, pay the insurance premium fixed by the Bureau.
Independent partnerships must do likewise with respect to their partners and the representatives they employ.
Notwithstanding sections 115 to 125, the Bureau shall suspend or, if the offence is not a first offence, may cancel the registration of an independent representative that fails to maintain liability insurance or to pay the premium fixed.
1998, c. 37, s. 136.
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