Ministère de l'Emploi et de la Solidarité sociale
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D-9.2 - Act respecting the distribution of financial products and services

Section 127
Disposition versions

Full text
127. A firm whose registration has been cancelled or revoked for a given sector must transfer all related records, books and registers to another firm, an independent partnership or an independent representative that is registered for that sector. The firm must inform the Authority in writing beforehand.
The Authority may object to the transfer or make it subject to the conditions it considers appropriate.
With the authorization of the Authority, the firm may, rather than transferring the records, books and registers, dispose of them otherwise.
If the firm refuses or is unable to transfer or dispose of the records, books and registers, the Authority shall take possession and determine the manner of disposing of them.
1998, c. 37, s. 127; 2002, c. 45, s. 499; 2004, c. 37, s. 90; 2009, c. 58, s. 59.
127. A firm whose registration has been cancelled or revoked for a given sector must return the records, books and registers relating to that sector to the Authority.
The Authority shall determine the manner of disposing of such records, books and registers.
The firm may, with the authorization of the Authority, dispose of the records, books and registers otherwise, rather than return them to the Authority.
1998, c. 37, s. 127; 2002, c. 45, s. 499; 2004, c. 37, s. 90.
127. A firm whose registration has been cancelled or revoked for a given sector must return the records, books and registers relating to that sector to the Agency.
The Agency shall determine the manner of disposing of such records, books and registers.
The firm may, with the authorization of the Agency, dispose of the records, books and registers otherwise, rather than return them to the Agency.
1998, c. 37, s. 127; 2002, c. 45, s. 499.
127. A firm whose registration has been cancelled or revoked for a given sector must return the records, books and registers relating to that sector to the Bureau.
The Bureau shall determine the manner of disposing of such records, books and registers.
The firm may, with the authorization of the Bureau, dispose of the records, books and registers otherwise, rather than return them to the Bureau.
1998, c. 37, s. 127.
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