D-9.2 - Act respecting the distribution of financial products and services

Section 105 Disposition versions

2009-12-04

105. A firm that ceases to do business with another firm, an independent representative or an independent partnership for reasons relating to the representative’s or the partnership’s activities must inform the Authority of those reasons.

A firm that informs the Authority of such reasons incurs no civil liability thereby.

1998, c. 37, s. 105; 2002, c. 45, s. 499; 2004, c. 37, s. 90; 2009, c. 58, s. 56.

2004-12-17

105. A firm that ceases to do business with an independent representative or independent partnership for reasons relating to the representative’s or the partnership’s activities must inform the Authority of those reasons.

A firm that informs the Authority of such reasons incurs no civil liability thereby.

1998, c. 37, s. 105; 2002, c. 45, s. 499; 2004, c. 37, s. 90.

2004-02-01

105. A firm that ceases to do business with an independent representative or independent partnership for reasons relating to the representative’s or the partnership’s activities must inform the Agency of those reasons.

A firm that informs the Agency of such reasons incurs no civil liability thereby.

1998, c. 37, s. 105; 2002, c. 45, s. 499.

1999-10-01

105. A firm that ceases to do business with an independent representative or independent partnership for reasons relating to the representative’s or the partnership’s activities must inform the Bureau of those reasons.

A firm that informs the Bureau of such reasons incurs no civil liability thereby.

1998, c. 37, s. 105.