104. A firm that terminates its association with a representative must inform the Authority, in writing, without delay.
If the firm terminates its association with a representative for reasons relating to the representative’s activities, it must inform the Authority of those reasons.
A firm that informs the Authority of such reasons incurs no civil liability thereby.
1998, c. 37, s. 104; 2002, c. 45, s. 499; 2004, c. 37, s. 90.