D-9.2, r. 14.1 - Regulation respecting the compulsory professional development of financial planners

Section 15.5 Disposition versions

2017-05-24

15.5. A recognized supplier must satisfy the following requirements:

(1)  it must ensure that the content of the training activities and the related pedagogical material allow for the development of the skills and competencies referred to in section 16;

(2)  it must respond to requests for information from the Authority within the time limit set by the Authority, in particular requests intended to assess compliance with the training objectives referred to in this Regulation;

(3)  it must send the Authority, no later than 30 days after the end of the reference period, a report describing all of the training activities offered during this period and a statement indicating that it has satisfied the requirements in paragraphs 1 and 3 of section 15.1;

(4)  it must keep, until the end of the 24 months following the submission of the report referred to in paragraph 3:

(a)  all of the documents relating to each training activity, including pedagogical material and any promotional material;

(b)  the certificates of participation issued to participants who attended the training activities.

M.O. 2017-05, s. 3.