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D-9.2, r. 13.1 - Regulation of the Chambre de la sécurité financière respecting compulsory professional development
Section 14
Disposition versions
14. No later than the 30th day preceding the end of a reference period, the Chamber must send a notice to each representative who has not accumulated the number of PDUs required to comply with the professional development requirements prescribed by this Regulation informing him of the consequences under section 13, under the second paragraph of section 218 of An Act respecting the distribution of financial products and services (chapter D-9.2), under the second paragraph of section 151.0.1 of the Securities Act (chapter V-1.1) and under sections 57 and 63 of the Regulation respecting the issuance and renewal of representatives’ certificates (chapter D-9.2, r. 7).
