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V-1 - Securities Act
Section 64
Disposition versions
64. Every broker who, as agent for a customer, has bought or sold securities for such customer or who, as principal, has bought securities from a customer or has sold securities to him, shall without delay send or deliver to him a written confirmation of the transaction, indicating whether he acted as agent or principal, and also:
(a) the quantity and description of such securities;
(b) the purchase or sale price, as the case may be;
(c) the commission, if any, payable on the purchase or sale;
(d) the date of the transaction.
Failure, without reasonable excuse, to comply with the provisions of this section shall constitute an offence.
