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V-1 - Securities Act

Section 45
Disposition versions

Full text
45. Every registered broker must notify the Director of:
(a)  any change of address of each of its places of business and elected domiciles;
(b)  any change among its officers, directors, partners, shareholders or persons performing a similar function and of the reason for any resignation, dismissal, termination of employment or departure of any partner;
(c)  the commencement and termination of employment of every salesman and the reason for any termination of employment;
(d)  the opening and closing of any branch office and, in the case of the opening of a branch office, the name and address of the person in charge of it; and
(e)  any change in the name or address of the person in charge of any branch office.
1973, c. 67, s. 19.
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