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D-9.2 - Act respecting the distribution of financial products and services
Section 137
Disposition versions
137. An independent partnership must oversee the conduct of the representatives it employs. It must ensure that its representatives and employees comply with this Act and the regulations.
Independent representatives must ensure that their employees comply with this Act and the regulations.
137. An independent partnership must oversee the conduct of its representatives. It must ensure that its representatives and employees comply with this Act and the regulations.
