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V-1.1 - Securities Act

Section 310
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310. Subject to section 322, the Authority may, of its own initiative, review any decision made by a person exercising a delegated power, by a person recognized under sections 169 to 171 or by a self-regulatory organization.
The Authority must give the persons referred to in the first paragraph or the self-regulatory organization an opportunity to present observations or produce documents to complete the person’s record within the time prescribed in section 318.
1982, c. 48, s. 310; 2002, c. 45, s. 662; 2004, c. 37, s. 33; 2006, c. 50, s. 105; 2008, c. 24, s. 219.
310. The Authority may, of its own initiative, review any decision made by a person exercising a delegated power, by a person authorized under sections 169 to 171 or by a self-regulatory organization.
The Authority must give the persons referred to in the first paragraph or the self-regulatory organization an opportunity to present observations within the time prescribed in section 318.
1982, c. 48, s. 310; 2002, c. 45, s. 662; 2004, c. 37, s. 33; 2006, c. 50, s. 105.
310. The Authority may, of its own initiative, review any decision made by a person exercising a delegated power, by a legal person, partnership or other entity authorized under sections 169 to 171 or by a self-regulatory organization.
The Authority must give the person, partnership, other entity or self-regulatory organization an opportunity to present observations within the time prescribed in section 318.
1982, c. 48, s. 310; 2002, c. 45, s. 662; 2004, c. 37, s. 33.
310. The Agency may, of its own initiative, review any decision made by a person exercising a delegated power or by a self-regulatory organization.
The Agency must give the person or self-regulatory organization an opportunity to present observations within the time prescribed in section 318.
1982, c. 48, s. 310; 2002, c. 45, s. 662.
310. The Commission may, ex officio, review any decision rendered by a person exercising a delegated power or by a self-regulatory organization.
The self-regulatory organization is entitled to be heard at the times prescribed under sections 317 and 318.
1982, c. 48, s. 310.
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