Consolidated Statutes and Regulations Consolidated Statutes Consolidated Regulations Annual Statutes and Regulations Annual Statutes Annual Regulations Additional information Québec Official Publisher What’s new? Information note Policy of the Minister of Justice Laws: Amendments Laws: Provisions not in force Laws: Provisions brought into force Annual Statutes: PDF versions since 1996 Regulations: Amendments Annual Regulations: PDF versions since 1996 Court Decisions

V-1.1 - Securities Act

Section 308.2.1
Disposition versions

Full text
308.2.1. The Authority may, by regulation or to the extent and on the conditions determined by regulation, decision or order, determine that
(1)  a receipt is deemed to have been issued by the Authority in accordance with Title II or a regulation made under that Title for a prospectus or an amendment to a prospectus, including when a receipt has been issued for the same prospectus or the same amendment to a prospectus by an extra-provincial securities commission or under extra-provincial securities laws;
(1.1)  the status of the issuer or a category of issuer as a reporting issuer is deemed to be revoked in accordance with Title III or a regulation made for the purposes of that Title, including where that status is revoked by an extra-provincial securities commission or under extra-provincial securities laws;
(2)  a person or class of persons is deemed to be authorized to carry on an activity under Title V, or a regulation under that Title, including when the person or class of persons is authorized to carry on the activity by an extra-provincial securities commission or under extra-provincial securities laws;
(3)  a person or class of persons is deemed to be recognized or designated in accordance with Title VI or a regulation made under that Title, including when the person or class of persons is recognized or designated by an extra-provincial securities commission or under extra-provincial securities laws;
(4)  a person or class of persons is deemed to be exempted from all or part of the requirements of Québec securities laws when an exemption has been granted for the same purpose by an extra-provincial securities commission or under extra-provincial securities laws; and
(5)  an activity in respect of transactions in securities or in a particular security is deemed to be prohibited under section 265, including when an extra-provincial securities commission has imposed the same prohibition under a power similar to the Authority’s power under section 265.
2006, c. 50, s. 103; 2008, c. 24, s. 218; 2009, c. 25, s. 43; 2011, c. 18, s. 82; 2016, c. 7, s. 162.
308.2.1. The Authority may, by regulation or to the extent and on the conditions determined by regulation, decision or order, determine that
(1)  a receipt is deemed to have been issued by the Authority in accordance with Title II or a regulation made under that Title for a prospectus or an amendment to a prospectus, including when a receipt has been issued for the same prospectus or the same amendment to a prospectus by an extra-provincial securities commission or under extra-provincial securities laws;
(2)  a person or class of persons is deemed to be authorized to carry on an activity under Title V, or a regulation under that Title, including when the person or class of persons is authorized to carry on the activity by an extra-provincial securities commission or under extra-provincial securities laws;
(3)  a person or class of persons is deemed to be recognized or designated in accordance with Title VI or a regulation made under that Title, including when the person or class of persons is recognized or designated by an extra-provincial securities commission or under extra-provincial securities laws;
(4)  a person or class of persons is deemed to be exempted from all or part of the requirements of Québec securities laws when an exemption has been granted for the same purpose by an extra-provincial securities commission or under extra-provincial securities laws; and
(5)  an activity in respect of transactions in securities or in a particular security is deemed to be prohibited under section 265, including when an extra-provincial securities commission has imposed the same prohibition under a power similar to the Authority’s power under section 265.
2006, c. 50, s. 103; 2008, c. 24, s. 218; 2009, c. 25, s. 43; 2011, c. 18, s. 82.
308.2.1. The Authority may, by regulation or to the extent and on the conditions determined by regulation, decision or order, determine that
(1)  a receipt is deemed to have been issued by the Authority in accordance with Title II or a regulation made under that Title for a prospectus or an amendment to a prospectus, including when a receipt has been issued for the same prospectus or the same amendment to a prospectus by an extra-provincial securities commission or under extra-provincial securities laws;
(2)  a person or class of persons is deemed to be authorized to carry on an activity under Title V, or a regulation under that Title, including when the person or class of persons is authorized to carry on the activity by an extra-provincial securities commission or under extra-provincial securities laws;
(3)  a person or class of persons is deemed to be recognized in accordance with Title VI or a regulation made under that Title, including when the person or class of persons is recognized to carry on the activity by an extra-provincial securities commission or under extra-provincial securities laws;
(4)  a person or class of persons is deemed to be exempted from all or part of the requirements of Québec securities laws when an exemption has been granted for the same purpose by an extra-provincial securities commission or under extra-provincial securities laws; and
(5)  an activity in respect of transactions in securities or in a particular security is deemed to be prohibited under section 265, including when an extra-provincial securities commission has imposed the same prohibition under a power similar to the Authority’s power under section 265.
2006, c. 50, s. 103; 2008, c. 24, s. 218; 2009, c. 25, s. 43.
308.2.1. The Authority may, by regulation or to the extent and on the conditions determined by regulation, decision or order, determine that
(1)  a receipt is deemed to have been issued by the Authority in accordance with Title II or a regulation made under that Title for a prospectus or an amendment to a prospectus, including when a receipt has been issued for the same prospectus or the same amendment to a prospectus by an extra-provincial securities commission or under extra-provincial securities laws;
(2)  a person or class of persons is deemed to be authorized to carry on an activity under Title V, the Act respecting the distribution of financial products and services or a regulation made under that Title or Act, including when the person or class of persons is authorized to carry on the activity by an extra-provincial securities commission or under extra-provincial securities laws;
(3)  a person or class of persons is deemed to be recognized in accordance with Title VI or a regulation made under that Title, including when the person or class of persons is recognized to carry on the activity by an extra-provincial securities commission or under extra-provincial securities laws;
(4)  a person or class of persons is deemed to be exempted from all or part of the requirements of Québec securities laws when an exemption has been granted for the same purpose by an extra-provincial securities commission or under extra-provincial securities laws; and
(5)  an activity in respect of transactions in securities or in a particular security is deemed to be prohibited under section 265, including when an extra-provincial securities commission has imposed the same prohibition under a power similar to the Authority’s power under section 265.
2006, c. 50, s. 103; 2008, c. 24, s. 218.
308.2.1. The Authority may, by regulation or to the extent and on the conditions determined by regulation, decision or order, determine that
(1)  a receipt is deemed to have been issued by the Authority in accordance with Title II or a regulation made under that Title for a prospectus or an amendment to a prospectus, including when a receipt has been issued for the same prospectus or the same amendment to a prospectus by an extra-provincial securities commission or under extra-provincial securities laws;
(2)  a person or class of persons is deemed to be authorized to carry on an activity under Title V, the Act respecting the distribution of financial products and services or a regulation made under that Title or Act, including when the person or class of persons is authorized to carry on the activity by an extra-provincial securities commission or under extra-provincial securities laws;
(3)  a person or class of persons is deemed to be authorized to carry on an activity under Title VI or a regulation made under that Title, including when the person or class of persons is authorized to carry on the activity by an extra-provincial securities commission or under extra-provincial securities laws;
(4)  a person or class of persons is deemed to be exempted from all or part of the requirements of Québec securities laws when an exemption has been granted for the same purpose by an extra-provincial securities commission or under extra-provincial securities laws; and
(5)  an activity in respect of transactions in securities or in a particular security is deemed to be prohibited under section 265, including when an extra-provincial securities commission has imposed the same prohibition under a power similar to the Authority’s power under section 265.
2006, c. 50, s. 103.
© Gouvernement du Québec