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V-1.1 - Securities Act

Section 265
Disposition versions

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265. The Financial Markets Administrative Tribunal may order a person to cease any activity in respect of a transaction in securities.
The Financial Markets Administrative Tribunal may, furthermore, order any person or category of persons to cease any activity in respect of a transaction in a particular security.
In the case of failure by a reporting issuer to provide periodic disclosure about its business and internal affairs in accordance with the conditions determined by regulation or failure by an issuer or another person to provide any other disclosure prescribed by regulation in accordance with the conditions determined by regulation, the power to order a person to cease any activity in respect of a transaction in securities shall be exercised by the Authority.
Despite the first paragraph of section 318, the Authority may exercise the power conferred on it by the third paragraph without allowing the person to present observations or submit documents to complete the person’s record.
1982, c. 48, s. 265; 2002, c. 45, s. 696; O.C. 46-2004, s. 1; 2004, c. 37, s. 90; 2006, c. 50, s. 84; 2009, c. 58, s. 117; 2016, c. 7, ss. 160 and 179.
265. The Bureau de décision et de révision may order a person to cease any activity in respect of a transaction in securities.
The Bureau de décision et de révision may, furthermore, order any person or category of persons to cease any activity in respect of a transaction in a particular security.
In the case of failure by a reporting issuer to provide periodic disclosure about its business and internal affairs in accordance with the conditions determined by regulation or failure by an issuer or another person to provide any other disclosure prescribed by regulation in accordance with the conditions determined by regulation, the power to order a person to cease any activity in respect of a transaction in securities shall be exercised by the Authority.
Despite the first paragraph of section 318, the Authority may exercise the power conferred on it by the third paragraph without allowing the person to present observations or submit documents to complete the person’s record.
1982, c. 48, s. 265; 2002, c. 45, s. 696; O.C. 46-2004, s. 1; 2004, c. 37, s. 90; 2006, c. 50, s. 84; 2009, c. 58, s. 117; 2016, c. 7, s. 160.
265. The Bureau de décision et de révision may order a person to cease any activity in respect of a transaction in securities.
The Bureau de décision et de révision may, furthermore, order any person or category of persons to cease any activity in respect of a transaction in a particular security.
In the case of failure by a reporting issuer to provide periodic disclosure about its business and internal affairs in accordance with the conditions determined by regulation or failure by an issuer or another person to provide any other disclosure prescribed by regulation in accordance with the conditions determined by regulation, the power to order a person to cease any activity in respect of a transaction in securities shall be exercised by the Authority.
1982, c. 48, s. 265; 2002, c. 45, s. 696; O.C. 46-2004, s. 1; 2004, c. 37, s. 90; 2006, c. 50, s. 84; 2009, c. 58, s. 117.
265. The Bureau de décision et de révision en valeurs mobilières may order a person to cease any activity in respect of a transaction in securities.
The Bureau de décision et de révision en valeurs mobilières may, furthermore, order any person or category of persons to cease any activity in respect of a transaction in a particular security.
In the case of failure by a reporting issuer to provide periodic disclosure about its business and internal affairs in accordance with the conditions determined by regulation or failure by an issuer or another person to provide any other disclosure prescribed by regulation in accordance with the conditions determined by regulation, the power to order a person to cease any activity in respect of a transaction in securities shall be exercised by the Authority.
1982, c. 48, s. 265; 2002, c. 45, s. 696; O.C. 46-2004, s. 1; 2004, c. 37, s. 90; 2006, c. 50, s. 84.
265. The Bureau de décision et de révision en valeurs mobilières may order a person to cease any activity in respect of a transaction in securities.
The Bureau de décision et de révision en valeurs mobilières may, furthermore, order any person or category of persons to cease any activity in respect of a transaction in a particular security.
Where a requirement to file the financial statements under Division II of Chapter II of Title III of the Act is not complied with, the power to order a person to cease any activity in respect of a transaction in securities shall be exercised by the Authority.
1982, c. 48, s. 265; 2002, c. 45, s. 696; O.C. 46-2004, s. 1; 2004, c. 37, s. 90.
265. The Bureau de décision et de révision en valeurs mobilières may order a person to cease any activity in respect of a transaction in securities.
The Bureau de décision et de révision en valeurs mobilières may, furthermore, order any person or category of persons to cease any activity in respect of a transaction in a particular security.
Where a requirement to file the financial statements under Division II of Chapter II of Title III of the Act is not complied with, the power to order a person to cease any activity in respect of a transaction in securities shall be exercised by the Agency.
1982, c. 48, s. 265; 2002, c. 45, s. 696; O.C. 46-2004, s. 1.
265. The Commission may order a person to cease any activity in respect of a transaction in securities.
The Commission may, furthermore, order any person or category of persons to cease any activity in respect of a transaction in a particular security.
1982, c. 48, s. 265.
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