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V-1.1 - Securities Act

Section 171.2
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171.2. The Authority may, by regulation, establish the rules applicable to persons referred to in section 169 or 171, including rules concerning review or approval of their operating rules or restrictions relating to ownership of or control over such persons.
2006, c. 50, s. 54; 2008, c. 24, s. 207; 2013, c. 18, s. 109.
171.1.1. The Authority may, by regulation, establish the rules applicable to exchanges, securities clearing houses, alternative trading systems, information processors, matching service utilities or regulation services providers to which this division applies and, more particularly, rules concerning review and approval of their operating rules by the Authority.
2006, c. 50, s. 54; 2008, c. 24, s. 207.
171.1.1. The Authority may, by regulation, establish the rules applicable to exchanges, securities clearing houses, electronic securities trading systems, securities information processors or matching service utilities to which this division applies and, more particularly, rules concerning review and approval of their operating rules by the Authority.
2006, c. 50, s. 54.
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