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V-1.1 - Securities Act

Section 163.1
Disposition versions

Full text
163.1. (Repealed).
1990, c. 77, s. 29; 2006, c. 50, s. 46; 2009, c. 25, s. 29.
163.1. No dealer may participate in the distribution of the securities of an issuer in the following cases:
(1)  where he or one of his associates or affiliates plays the role of promoter of the issuer or the venture, of manager of the venture or of general partner;
(2)  where one of his officers or directors or an officer or director of one of his associates or affiliates is the promoter of the issuer or the venture, the manager of the venture or the general partner;
(3)  where one of his officers or directors or an officer or director of one of his associates or affiliates is an officer or director of the promoter of the issuer or the venture, of the manager of the venture or of the general partner.
This section applies only in the case of the distribution of investment contracts, including shares in a limited partnership.
1990, c. 77, s. 29; 2006, c. 50, s. 46.
163.1. No dealer may participate in the distribution of the securities of an issuer in the following cases:
(1)  where he or one of his associates or affiliates plays the role of promoter of the issuer or the venture, of manager of the venture or of general partner;
(2)  where one of his senior executives or senior executive of one of his associates or affiliates is promoter of the issuer or the venture, manager of the venture or general partner;
(3)  where one of his officers or an officer of one of his associates or affiliates is an officer of the promoter of the issuer or the venture, of the manager of the venture or of the general partner.
This section applies only in the case of the distribution of investment contracts, including shares in a limited partnership.
1990, c. 77, s. 29.
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