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V-1.1 - Securities Act

Section 160.1
Disposition versions

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160.1. In their dealings with clients and in the execution of the mandates entrusted to them by their clients, all persons registered as dealers, advisers or representatives are required to act with all the care that may be expected of a knowledgeable professional acting in the same circumstances.
2001, c. 38, s. 61; 2009, c. 25, s. 27.
160.1. In their dealings with clients and in the execution of the mandates entrusted to them by their clients, registrants are required to act with all the care that may be expected of a knowledgeable professional acting in the same circumstances.
2001, c. 38, s. 61.
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