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V-1.1 - Securities Act

Section 157
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157. (Repealed).
1982, c. 48, s. 157; 1990, c. 77, s. 28; 2004, c. 37, s. 13.
157. Any person doing business as a dealer or adviser exclusively with persons in respect of whom the prospectus exemptions provided for in section 43 apply is exempt from registration.
1982, c. 48, s. 157; 1990, c. 77, s. 28.
157. A dealer or adviser who deals only with persons likely to be sophisticated purchasers within the meaning of section 44 of this Act is exempt from registration.
1982, c. 48, s. 157.
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