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V-1.1 - Securities Act

Section 153
Disposition versions

Full text
153. A registrant wishing to cease carrying on business shall apply to the Authority to surrender his registration.
The Authority may, on the conditions it determines, suspend the registration or impose conditions or restrictions on the registration during examination of the application for surrender.
The Authority may impose such conditions as it may determine on the surrender, and shall accept it where, in its opinion, the interests of clients and investors are sufficiently protected.
The Authority remains competent in respect of any acts prior to the surrender.
1982, c. 48, s. 153; 1984, c. 41, s. 42; 1990, c. 77, s. 26; 2002, c. 45, s. 696; 2004, c. 37, s. 90; 2006, c. 50, s. 44.
153. A registrant wishing to cease carrying on business shall apply to the Authority to surrender his registration.
The Authority may impose such conditions as it may determine on the surrender, and shall accept it where, in its opinion, the interests of clients and investors are sufficiently protected.
The Authority remains competent in respect of any acts prior to the surrender.
1982, c. 48, s. 153; 1984, c. 41, s. 42; 1990, c. 77, s. 26; 2002, c. 45, s. 696; 2004, c. 37, s. 90.
153. A registrant wishing to cease carrying on business shall apply to the Agency to surrender his registration.
The Agency may impose such conditions as it may determine on the surrender, and shall accept it where, in its opinion, the interests of clients and investors are sufficiently protected.
The Agency remains competent in respect of any acts prior to the surrender.
1982, c. 48, s. 153; 1984, c. 41, s. 42; 1990, c. 77, s. 26; 2002, c. 45, s. 696.
153. A registrant wishing to cease carrying on business shall apply to the Commission to surrender his registration.
The Commission may impose such conditions as it may determine on the surrender, and shall accept it where, in its opinion, the interests of clients and investors are sufficiently protected.
The Commission remains competent in respect of any acts prior to the surrender.
1982, c. 48, s. 153; 1984, c. 41, s. 42; 1990, c. 77, s. 26.
153. A registrant wishing to cease carrying on business shall apply to the Commission to surrender his registration.
The Commission may impose such conditions as it may determine on the surrender, and shall accept it where, in its opinion, the interests of clients and investors are sufficiently protected.
1982, c. 48, s. 153; 1984, c. 41, s. 42.
153. A dealer or adviser wishing to cease carrying on business shall apply to the Commission to surrender his registration.
The Commission may impose such conditions as it may determine on the surrender, and shall accept it where, in its opinion, the interests of clients and investors are sufficiently protected.
1982, c. 48, s. 153.
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