V-1.1 - Securities Act

Section 151.1.1 Disposition versions

2013-06-14

151.1.1. The Authority may inspect the affairs of an investment fund, a person acting as depositary, trustee or manager of such a fund or any other market participant determined by regulation to assess compliance with a provision of this Act or a regulation or check how any functions and powers delegated by the Authority are being exercised.

In addition, the Authority may inspect the affairs of a contingency fund in which brokers are required to participate under section 168.1 in order to verify compliance with their obligations under this Act or a regulation made under this Act.

Sections 151.2 to 151.4 apply to an inspection, with the necessary modifications.

2002, c. 45, s. 626; 2004, c. 37, s. 90; 2006, c. 50, s. 43; 2013, c. 18, s. 104.

2006-12-14

151.1.1. The Authority may inspect the affairs of an investment fund, a person acting as depositary, trustee or manager of such a fund or any other market participant determined by regulation to assess compliance with a provision of this Act or a regulation.

Sections 151.2 to 151.4 apply to such an inspection, with the necessary modifications.

2002, c. 45, s. 626; 2004, c. 37, s. 90; 2006, c. 50, s. 43.

2004-12-17

151.1.1. The Authority may inspect the affairs of a mutual fund, a person acting as depositary, trustee or manager of such a fund or any other market participant determined by regulation to assess compliance with a provision of this Act or a regulation.

Sections 151.2 to 151.4 apply to such an inspection, with the necessary modifications.

2002, c. 45, s. 626; 2004, c. 37, s. 90.

2002-12-11

151.1.1. The Agency may inspect the affairs of a mutual fund, a person acting as depositary, trustee or manager of such a fund or any other market participant determined by regulation to assess compliance with a provision of this Act or a regulation.

Sections 151.2 to 151.4 apply to such an inspection, with the necessary modifications.

2002, c. 45, s. 626.