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I-14.01 - Derivatives Act

Section 73
Disposition versions

Full text
73. Dealers must supervise the conduct of accredited counterparties to whom they provide direct trading access to a published market.
They must inform the published market or the appropriate regulation services provider of any conduct of an accredited counterparty that seems contrary to the rules governing the counterparty’s participation in the published market.
2008, c. 24, s. 73.
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