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I-14.01 - Derivatives Act
Section 7
Disposition versions
7. Titles III and IV of this Act and Chapter III.1 of Title I of the Act respecting the regulation of the financial sector (chapter E-6.1) do not apply to activities or transactions in over-the-counter derivatives involving accredited counterparties only or in any other case specified by regulation.
However, Chapter III.1 of Title I of the Act respecting the regulation of the financial sector does apply if a derivative is offered or entered into in the circumstances described in section 150, 151 or 153.
Sections 94 to 114 and Division III of Chapter I and Divisions I and II of Chapter II of Title V do not apply to the entities referred to in paragraph 1 or 2 of the definition of “accredited counterparty” in section 3 or to the Business Development Bank of Canada.
7. Titles III and IV of this Act and Chapter III.1 of Title I of the Act respecting the Autorité des marchés financiers (chapter A-33.2) do not apply to activities or transactions in over-the-counter derivatives involving accredited counterparties only or in any other case specified by regulation.
However, Chapter III.1 of Title I of the Act respecting the Autorité des marchés financiers does apply if a derivative is offered or entered into in the circumstances described in section 150, 151 or 153.
Sections 94 to 114 and Division III of Chapter I and Divisions I and II of Chapter II of Title V do not apply to the entities referred to in paragraph 1 or 2 of the definition of “accredited counterparty” in section 3 or to the Business Development Bank of Canada.
7. The provisions of Titles III and IV, sections 94 to 114, Division III of Chapter I and Divisions I and II of Chapter II of Title V of this Act and Chapter III.1 of Title I of the Act respecting the Autorité des marchés financiers (chapter A-33.2) do not apply in the case of over-the-counter derivatives activities or transactions involving accredited counterparties only or in any other case specified by regulation.
However, the provisions referred to in the first paragraph, except those of Titles III and IV, apply if a derivative is offered or entered into in the circumstances described in section 150, 151 or 153.
