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I-14.01 - Derivatives Act

Section 155
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155. A dealer, adviser or representative who offers a derivative created or marketed by a person who has not obtained qualification under section 82 or who has not had the derivative authorized as required under section 82 or 83, trades in such a derivative or engages in any transaction involving such a derivative is guilty of an offence.
2008, c. 24, s. 155; 2011, c. 26, s. 59.
155. A dealer, adviser or representative who offers a derivative created or marketed by a person who has not obtained qualification under section 82, trades in such a derivative or engages in any transaction involving such a derivative is guilty of an offence.
2008, c. 24, s. 155.
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