I-14.01 - Derivatives Act

Section 148 Disposition versions

2016-07-18

148. It is an offence

(1)  to contravene a decision of the Authority or the Tribunal;

(2)  to breach an undertaking given to the Authority or the Tribunal;

(3)  to fail to provide information or a document required under this Act within the prescribed time;

(4)  in the course of an investigation, to fail to appear after summons, refuse to testify or refuse to communicate or deliver a document or a thing required by the Authority or its investigator;

(5)  to attempt, in any manner, to hinder a representative of the Authority in the exercise of the representative’s functions in the course or for the purposes of an inspection or an investigation; or

(6)  to provide false documents or information, or access to false documents or information, to the Authority or a staff member of the Authority in the course of activities governed by this Act.

2008, c. 24, s. 148; 2011, c. 26, s. 55; 2016, c. 7, s. 179.

2011-11-30

148. It is an offence

(1)  to contravene a decision of the Authority or the Board;

(2)  to breach an undertaking given to the Authority or the Board;

(3)  to fail to provide information or a document required under this Act within the prescribed time;

(4)  in the course of an investigation, to fail to appear after summons, refuse to testify or refuse to communicate or deliver a document or a thing required by the Authority or its investigator;

(5)  to attempt, in any manner, to hinder a representative of the Authority in the exercise of the representative’s functions in the course or for the purposes of an inspection or an investigation; or

(6)  to provide false documents or information, or access to false documents or information, to the Authority or a staff member of the Authority in the course of activities governed by this Act.

2008, c. 24, s. 148; 2011, c. 26, s. 55.

2009-02-01

148. It is an offence

(1)  to contravene a decision of the Authority or the Board;

(2)  to breach an undertaking given to the Authority or the Board;

(3)  to fail to provide information or a document required under this Act within the prescribed time;

(4)  in the course of an investigation, to fail to appear after summons, refuse to testify or refuse to communicate or deliver a document or a thing required by the Authority or its investigator; or

(5)  to attempt, in any manner, to hinder a representative of the Authority in the exercise of the representative’s functions in the course or for the purposes of an inspection or an investigation.

2008, c. 24, s. 148.