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E-6.1 - Act respecting the regulation of the financial sector

Section 28
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28. The code of ethics applicable to the members of the Authority’s board of directors and the code applicable to its staff members must prescribe special rules and sanctions applicable to transactions carried out by staff members on securities governed by the Securities Act (chapter V-1.1).
2002, c. 45, s. 28; 2004, c. 37, s. 90; 2016, c. 7, s. 154; 2021, c. 34, s. 93.
28. The Authority shall determine, by by-law, the rules of ethics and the disciplinary sanctions applicable to staff members.
Such a by-law must prescribe special rules and sanctions applicable to transactions carried out by personnel members on securities governed by the Securities Act (chapter V-1.1).
The special rules and sanctions must be sent to the Minister not later than 30 days before they are to be adopted. The Minister may, before they are adopted, specify the amendments the Authority must make to them.
2002, c. 45, s. 28; 2004, c. 37, s. 90; 2016, c. 7, s. 154.
28. The Authority shall determine, by by-law, the rules of ethics and the disciplinary sanctions applicable to staff members.
2002, c. 45, s. 28; 2004, c. 37, s. 90.
28. The Agency shall determine, by by-law, the rules of ethics and the disciplinary sanctions applicable to staff members.
2002, c. 45, s. 28.
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