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D-9.2 - Act respecting the distribution of financial products and services

Section 9
Disposition versions

Full text
9. (Repealed).
1998, c. 37, s. 9; 2001, c. 38, s. 97; 2009, c. 25, s. 55.
9. A securities representative is either a group savings plan representative, an investment contract representative or a scholarship plan representative who does not act for a person registered as a dealer acting as principal or as agent within the meaning of the Securities Act (chapter V‐1.1).
A group savings plan representative is a natural person who offers shares or units in mutual funds.
An investment contract representative is a natural person who offers a participation in investment contracts within the meaning of the second paragraph of section 1 of the Securities Act.
A scholarship plan representative is a natural person who offers units in scholarship plans.
1998, c. 37, s. 9; 2001, c. 38, s. 97.
9. A securities representative is either a group savings plan representative, an investment contract representative or a scholarship plan representative who does not act for a dealer governed by the Securities Act (chapter V‐1.1).
A group savings plan representative is a natural person who offers shares or units in mutual funds.
An investment contract representative is a natural person who offers a participation in investment contracts within the meaning of the second paragraph of section 1 of the Securities Act.
A scholarship plan representative is a natural person who offers units in scholarship plans.
1998, c. 37, s. 9.
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