D-9.2 - Act respecting the distribution of financial products and services

Section 53 Disposition versions

2009-09-28

53. (Repealed).

1998, c. 37, s. 53; 2002, c. 45, s. 500; 2004, c. 37, s. 90; 2009, c. 25, s. 60.

2004-12-17

53. Group savings representatives must, when offering shares or units in a mutual fund with which the firm for which they act has a business relationship, disclose that relationship to the person with whom they are transacting business.

Any direct or indirect interest held by a mutual fund in the ownership of a firm or held by a firm in the ownership of a mutual fund, and the granting by the mutual fund of any benefit or other interest determined by regulation of the Authority, constitutes a business relationship.

1998, c. 37, s. 53; 2002, c. 45, s. 500; 2004, c. 37, s. 90.

2004-02-01

53. Group savings representatives must, when offering shares or units in a mutual fund with which the firm for which they act has a business relationship, disclose that relationship to the person with whom they are transacting business.

Any direct or indirect interest held by a mutual fund in the ownership of a firm or held by a firm in the ownership of a mutual fund, and the granting by the mutual fund of any benefit or other interest determined by regulation of the Agency, constitutes a business relationship.

1998, c. 37, s. 53; 2002, c. 45, s. 500.

1999-10-01

53. Group savings representatives must, when offering shares or units in a mutual fund with which the firm for which they act has a business relationship, disclose that relationship to the person with whom they are transacting business.

Any direct or indirect interest held by a mutual fund in the ownership of a firm or held by a firm in the ownership of a mutual fund, and the granting by the mutual fund of any benefit or other interest determined by regulation of the Commission, constitutes a business relationship.

1998, c. 37, s. 53.