D-9.2 - Act respecting the distribution of financial products and services

Section 468 Disposition versions

2016-07-18

468. Every person that

(1)  contravenes a decision of the Authority or the Financial Markets Administrative Tribunal,

(2)  fails to provide, within the prescribed time, information or documents required under this Act or the regulations,

(3)  fails to appear after summons, refuses to testify or refuses to communicate or deliver a document or thing required by the Authority or an agent appointed by it, in the course of an investigation or inspection, or

(4)  attempts, in any manner, to hinder a representative of the Authority in the exercise of his or her functions in the course or for the purposes of an investigation or inspection

is guilty of an offence.

1998, c. 37, s. 468; 2009, c. 58, s. 80; 2016, c. 7, s. 179.

2009-12-04

468. Every person that

(1)  contravenes a decision of the Authority or the Bureau de décision et de révision,

(2)  fails to provide, within the prescribed time, information or documents required under this Act or the regulations,

(3)  fails to appear after summons, refuses to testify or refuses to communicate or deliver a document or thing required by the Authority or an agent appointed by it, in the course of an investigation or inspection, or

(4)  attempts, in any manner, to hinder a representative of the Authority in the exercise of his or her functions in the course or for the purposes of an investigation or inspection

is guilty of an offence.

1998, c. 37, s. 468; 2009, c. 58, s. 80.

1999-10-01

468. Every person that hinders the work of a person inspecting the establishment of an independent representative, independent partnership, firm or restricted certificate holder pursuant to this Act is guilty of an offence.

1998, c. 37, s. 468.