D-9.2 - Act respecting the distribution of financial products and services

Section 423 Disposition versions

2019-06-13

423. (Repealed).

1998, c. 37, s. 423; 2002, c. 45, s. 499; 2004, c. 37, s. 90; 2009, c. 58, s. 72; 2018, c. 23, s. 578.

2009-12-04

423. The Authority may, by regulation, determine

(1)  the procedure for filing and reviewing distribution guides and related documents;

(2)  the documents that must accompany the distribution guide pursuant to section 414;

(3)  the fees to be paid by an insurer for the examination of a distribution guide;

(4)  the nature, form and tenor of a compliance return, a list of insurance product distributors and a distribution guide;

(5)  the notices and other information that must be provided to a client by a distributor or a person who distributes an insurance product on behalf of a distributor and the manner in which they must be provided;

(6)  the steps a distributor must take to ensure that every person assigned to distributing an insurance product is sufficiently familiar with it; and

(7)  the measures an insurer must take to ensure that its distributors are sufficiently familiar with any insurance product they offer.

1998, c. 37, s. 423; 2002, c. 45, s. 499; 2004, c. 37, s. 90; 2009, c. 58, s. 72.

2004-12-17

423. The Authority shall, by regulation, fix the fees to be paid to it by an insurer for the examination of each distribution guide sent to the Authority pursuant to section 414.

1998, c. 37, s. 423; 2002, c. 45, s. 499; 2004, c. 37, s. 90.

2004-02-01

423. The Agency shall, by regulation, fix the fees to be paid to it by an insurer for the examination of each distribution guide sent to the Agency pursuant to section 414.

1998, c. 37, s. 423; 2002, c. 45, s. 499.

1999-02-24

423. The Bureau shall, by regulation, fix the fees to be paid to it by an insurer for the examination of each distribution guide sent to the Bureau pursuant to section 414.

1998, c. 37, s. 423.