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D-9.2 - Act respecting the distribution of financial products and services
Section 361
Disposition versions
361. The second marketing sector is formed by the representatives who pursue activities for a firm or a mutual fund dealer or scholarship plan dealer registered in accordance with Title V of the Securities Act (chapter V-1.1) that is a financial institution or a person related to a financial institution, other than an authorized deposit institution, a bank, an authorized foreign bank or an authorized trust company, that is part of the same financial group or that operates a franchise authorized by such a financial group.
The expressions “financial institution”, “related person” and “financial group” have the meaning assigned in section 147, with the necessary modifications.
361. The second marketing sector is formed by the representatives who pursue activities for a firm or a mutual fund dealer or scholarship plan dealer registered in accordance with Title V of the Securities Act (chapter V-1.1) that is a financial institution or a person related to a financial institution, other than a deposit institution, that is part of the same financial group or that operates a franchise authorized by such a financial group.
The expressions “financial institution”, “related person” and “financial group” have the meaning assigned in section 147, with the necessary modifications.
361. The second marketing sector is formed by the representatives who pursue activities for a firm that is a financial institution or a person related to a financial institution, other than a deposit institution, that is part of the same financial group or that operates a franchise authorized by such a financial group.
The expressions “financial institution”, “related person” and “financial group” have the meaning assigned in section 147, with the necessary modifications.
