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D-9.2 - Act respecting the distribution of financial products and services

Section 353
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353. A complaint made against a representative for an offence under the provisions of this Act, the Securities Act (chapter V-1.1) or a regulation under either of those Acts shall be brought before the discipline committee concerned.
1998, c. 37, s. 353; 2009, c. 25, s. 100.
353. A complaint made against a representative for an offence under the provisions of this Act or the regulations shall be brought before the discipline committee concerned.
1998, c. 37, s. 353.
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