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D-9.2 - Act respecting the distribution of financial products and services
Section 336
Disposition versions
336. Upon receiving a complaint, a syndic shall immediately advise the Authority of the filing and nature of the complaint. The first paragraph of section 186.1 applies to such a complaint and, with the necessary modifications, to a complaint against a mutual fund dealer representative or a scholarship plan dealer representative.
The syndic shall also advise another syndic having jurisdiction in respect of the certificate holder as well as the certificate holder against whom the complaint is directed.
336. Upon receiving a complaint, a syndic shall immediately advise the Authority of the filing and nature of the complaint. The first paragraph of section 186.1 applies to such a complaint.
The syndic shall also advise another syndic having jurisdiction in respect of the certificate holder as well as the certificate holder against whom the complaint is directed.
336. Upon receiving a complaint, a syndic shall immediately advise the Agency of the filing and nature of the complaint. The first paragraph of section 186.1 applies to such a complaint.
The syndic shall also advise another syndic having jurisdiction in respect of the certificate holder as well as the certificate holder against whom the complaint is directed.
336. Upon receiving a complaint, a syndic or co-syndic shall immediately advise the Bureau and, where applicable, the syndic or the co-syndic having jurisdiction in respect of the representative concerned.
