D-9.2 - Act respecting the distribution of financial products and services

Section 320.4 Disposition versions

2009-09-28

320.4. A member whose representative’s certificate or registration as a representative has been suspended for failure to pay the annual contribution may request that the Authority lift the suspension of the certificate or the registration after paying directly to the Authority the amount of the contribution together with the applicable fees.

Upon payment of the contribution and applicable fees, the Authority shall lift the suspension and issue a representative’s certificate to the member or reinstate the member’s registration, unless other grounds exist that prevent a certificate being issued to the member or the member’s registration being reinstated.

The Authority shall in such case enter in the register an indication to that effect and notify the persons referred to in the second paragraph of section 320.3. The Authority shall remit the contribution received to the Chamber and retain the fees collected.

2002, c. 45, s. 445; 2004, c. 37, s. 90; 2009, c. 25, s. 91.

2004-12-17

320.4. A member whose representative’s certificate has been suspended for failure to pay the annual contribution may request that the Authority lift the suspension of the certificate after paying directly to the Authority the amount of the contribution together with the applicable fees.

Upon payment of the contribution and applicable fees, the Authority shall lift the suspension and issue a representative’s certificate to the member, unless other grounds exist that prevent a certificate being issued to the member.

The Authority shall in such case enter in the register an indication to that effect and notify the persons referred to in the second paragraph of section 320.3. The Authority shall remit the contribution received to the Chamber and retain the fees collected.

2002, c. 45, s. 445; 2004, c. 37, s. 90.

2004-06-01

320.4. A member whose representative’s certificate has been suspended for failure to pay the annual contribution may request that the Agency lift the suspension of the certificate after paying directly to the Agency the amount of the contribution together with the applicable fees.

Upon payment of the contribution and applicable fees, the Agency shall lift the suspension and issue a representative’s certificate to the member, unless other grounds exist that prevent a certificate being issued to the member.

The Agency shall in such case enter in the register an indication to that effect and notify the persons referred to in the second paragraph of section 320.3. The Agency shall remit the contribution received to the Chamber and retain the fees collected.

2002, c. 45, s. 445.