D-9.2 - Act respecting the distribution of financial products and services

Section 320.3 Disposition versions

2009-09-28

320.3. The Authority shall serve on a member who fails to pay the annual contribution to a Chamber a 15-day notice of the date on which the member’s representative’s certificate or registration will be suspended for failure to pay the annual contribution within the time prescribed.

Upon the expiry of the time prescribed, the Authority shall suspend the representative’s certificate or registration if the member has failed to pay the amount of the annual contribution and the applicable fees. The Authority shall then indicate in the register that the certificate or the registration has been suspended and notify the member, the Chamber and, where applicable, the firm or independent partnership for which the member is acting, that the member may no longer act as or purport to be a representative.

2002, c. 45, s. 445; 2004, c. 37, s. 90; 2009, c. 25, s. 90.

2004-12-17

320.3. The Authority shall serve on a member who fails to pay the annual contribution to a Chamber a 15-day notice of the date on which the representative’s certificate of the member will be suspended for failure to pay the annual contribution within the time prescribed.

Upon the expiry of the time prescribed, the Authority shall suspend the representative’s certificate of the member having failed to pay the amount of the annual contribution and the applicable fees. The Authority shall then indicate in the register that the certificate has been suspended and notify the member, the Chamber and, where applicable, the firm or independent partnership for which the member is acting, that the member may no longer act as or purport to be a representative.

2002, c. 45, s. 445; 2004, c. 37, s. 90.

2004-06-01

320.3. The Agency shall serve on a member who fails to pay the annual contribution to a Chamber a 15-day notice of the date on which the representative’s certificate of the member will be suspended for failure to pay the annual contribution within the time prescribed.

Upon the expiry of the time prescribed, the Agency shall suspend the representative’s certificate of the member having failed to pay the amount of the annual contribution and the applicable fees. The Agency shall then indicate in the register that the certificate has been suspended and notify the member, the Chamber and, where applicable, the firm or independent partnership for which the member is acting, that the member may no longer act as or purport to be a representative.

2002, c. 45, s. 445.