Consolidated Statutes and Regulations Consolidated Statutes Consolidated Regulations Annual Statutes and Regulations Annual Statutes Annual Regulations Additional information Québec Official Publisher What’s new? Information note Policy of the Minister of Justice Laws: Amendments Laws: Provisions not in force Laws: Provisions brought into force Annual Statutes: PDF versions since 1996 Regulations: Amendments Annual Regulations: PDF versions since 1996 Court Decisions

D-9.2 - Act respecting the distribution of financial products and services

Section 227
Disposition versions

Full text
227. (Repealed).
1998, c. 37, s. 227; 2002, c. 45, s. 412; 2004, c. 37, s. 90; 2009, c. 25, s. 80.
227. The Authority may, by regulation, determine
(1)  the rules relating to the establishment and maintenance of the trust account that must be maintained by a firm acting through a securities representative;
(2)  the rules relating to the financial resources that must be maintained by a firm acting through a securities representative.
1998, c. 37, s. 227; 2002, c. 45, s. 412; 2004, c. 37, s. 90.
227. The Agency may, by regulation, determine
(1)  the rules relating to the establishment and maintenance of the trust account that must be maintained by a firm acting through a securities representative;
(2)  the rules relating to the financial resources that must be maintained by a firm acting through a securities representative.
1998, c. 37, s. 227; 2002, c. 45, s. 412.
227. The Commission may, by regulation, determine
(1)  the rules relating to the establishment and maintenance of the trust account that must be maintained by a firm acting through a securities representative;
(2)  the rules relating to the financial resources that must be maintained by a firm acting through a securities representative.
A regulation made under the first paragraph shall be submitted to the Government for approval with or without amendment.
1998, c. 37, s. 227.
© Gouvernement du Québec