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D-9.2 - Act respecting the distribution of financial products and services

Section 154
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154. A firm that is not in compliance with the provisions of section 152 or 153 may not offer a product or service through a natural person or without the intermediary of such a person or purport to do so.
1998, c. 37, s. 154; 2018, c. 23, s. 553.
154. A firm that is not in compliance with the provisions of section 152 or 153 may not act through a damage insurance broker or purport to be acting through a damage insurance broker.
1998, c. 37, s. 154.
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