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D-9.2 - Act respecting the distribution of financial products and services

Section 115.9.2
Disposition versions

Full text
115.9.2. The Authority must publish the terms that it proposes in its bulletin at least 30 days before submitting them to the Tribunal.
Any interested person may contest the terms before the Tribunal, except the representative, firm or other person responsible for the non-compliance against whom or which the order was issued under paragraph 7 of section 115.9.
The Tribunal shall approve the terms submitted by the Authority with or without amendments; it may also order the Authority to submit new terms.
2018, c. 23, s. 540.
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