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D-9.2 - Act respecting the distribution of financial products and services
Section 115.1
Disposition versions
115.1. The Financial Markets Administrative Tribunal may prohibit a person from acting as a director or officer of a firm on the grounds set out in article 329 of the Civil Code or when a sanction has been imposed on the person under this Act, the Derivatives Act (chapter I-14.01) or the Securities Act (chapter V-1.1).
The prohibition imposed by the Tribunal may not exceed five years.
The Tribunal may, at the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
115.1. The Bureau de décision et de révision may prohibit a person from acting as a director or officer of a firm on the grounds set out in article 329 of the Civil Code or when a sanction has been imposed on the person under this Act, the Derivatives Act (chapter I-14.01) or the Securities Act (chapter V-1.1).
The prohibition imposed by the Bureau may not exceed five years.
The Bureau may, at the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
