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D-9.2 - Act respecting the distribution of financial products and services

Section 101
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101. Notwithstanding section 56, a single-sector firm or an independent partnership all the representatives of which are financial planners may make itself known as a financial planning firm or partnership.
Likewise, the following may make themselves known as offering financial planning services:
(1)  a firm or an independent partnership acting through a financial planner;
(2)  a firm that, without acting through the intermediary of a natural person, employs at least one financial planner.
1998, c. 37, s. 101; 2018, c. 23, s. 535.
101. Notwithstanding section 56, a single-sector firm or an independent partnership all the representatives of which are financial planners may make itself known as a financial planning firm or partnership.
Only financial planners or firms or independent partnerships acting through a financial planner may make themselves known as offering financial planning services.
1998, c. 37, s. 101.
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