(1) an authorized insurer(a) that, in contravention of section 58, fails to send the Authority a report on its complaint processing and dispute resolution policy,
(b) that, in contravention of section 66, fails to notify the Authority of the fact that it has started or ceased doing business with a distributor or fails to send the Authority the list of the contracts with respect to which a distributor will be dealing with clients or participants or any change to that list,
(c) that, in contravention of section 71, uses an insurance policy relating to the ownership of motor vehicles without having had its form and terms approved by the Authority,
(d) whose ethics committee, in contravention of section 107, fails to send the Authority a report on its activities,
(e) that, in contravention of section 119, fails to notify the Authority of the end of the actuary’s or auditor’s term,
(f) that, in contravention of section 132, fails to send the Authority an annual statement of the position of its affairs,
(g) that, in contravention of section 133, fails to send the Authority the financial statements, an auditor’s or actuary’s report, or the certificate referred to in that section, or
(h) that, being Lloyd’s, fails to send the Authority the list of its underwriters in Québec or does not keep that list up to date in contravention of section 137;
(4) a federation of mutual companies that(a) in contravention of section 394, fails to report to the Authority on the number of complaint records it has registered in the register of complaint records submitted for its examination and their nature,
(b) in contravention of section 449, fails to send its annual report to its members, or
(c) in contravention of section 451, fails to send the Authority an annual statement under section 450; or