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Annual Statutes: PDF versions since 1996
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Annual Regulations: PDF versions since 1996
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D-9.2, r. 7.1 - Regulation respecting the rules of ethics in the securities sector
Section 8
Disposition versions
8. Information about a client’s trades and account shall be confidential and a representative shall not disclose them without the client’s permission, unless a provision of law or an order from a court having jurisdiction exempts him from this requirement.
